-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SjGwV+dYlWvXhAtrFbvgqGuTdBIA4sikRMKCdNPUlSq49Qtoavn9ztNaujUTQ4kl UTEV4arslt/BXbLRF1ESMw== 0000950136-04-001238.txt : 20040422 0000950136-04-001238.hdr.sgml : 20040422 20040422152142 ACCESSION NUMBER: 0000950136-04-001238 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040422 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUA CORP /DE/ CENTRAL INDEX KEY: 0000095301 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 131885030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-09976 FILM NUMBER: 04748069 BUSINESS ADDRESS: STREET 1: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: SUN CHEMICAL CORP DATE OF NAME CHANGE: 19870521 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL PRINTING INK CORP DATE OF NAME CHANGE: 19710510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALEXANDER NORMAN E/ CENTRAL INDEX KEY: 0001015725 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SEQUA CORP STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2127013685 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 SC 13D/A 1 file001.txt SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Sequa Corporation ----------------- (Name of Issuer) Class B Common Stock, no par value ---------------------------------- (Title of Class of Securities) 81732 020 --------- (CUSIP Number) Norman E. Alexander c/o Sequa Corporation 200 Park Avenue New York, New York 10166 Telephone: (212) 986-5500 ------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 13, 2004 -------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 81732 020 1) NAMES OF REPORTING PERSONS: Norman E. Alexander I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only): 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [X] (b) [ ] 3) SEC USE ONLY 4) SOURCE OF FUNDS (See Instructions): 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] 6) CITIZENSHIP OR PLACE OF ORGANIZATION: U.S. NUMBER OF 7) SOLE VOTING POWER SHARES 1,597,306 BENEFICIALLY 8) SHARED VOTING POWER OWNED BY 347,438 EACH 9) SOLE DISPOSITIVE POWER REPORTING 1,597,306 PERSON WITH 10) SHARED DISPOSITIVE POWER 347,438 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 1,944,744 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 58.4 14) TYPE OF REPORTING PERSON: IN 2 The Schedule 13D Statement previously filed with the Securities and Exchange Commission by Norman E. Alexander and the following corporations which are directly or indirectly wholly-owned by Mr. Alexander (except for Forfed Corporation which is controlled by Mr. Alexander): Fifty Broad Street, Inc. ("Fifty Broad"), a New York corporation; Forfed Corporation ("Forfed"), a Delaware corporation; 42 New Street, Inc. ("42 New"), a New York corporation; Galleon Syndicate Corporation ("Galleon"), a New York corporation; and Youandi Corporation ("Youandi"), a New York corporation (the "Corporations") with respect to Sequa Corporation Class B Common Stock (the "Class B Shares") is amended by the following information. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. ------------------------------------ (a) Mr. Alexander, through the Corporations and through a grantor retained annuity trust (the "Trust"), beneficially owns an aggregate of 1,944,744 Class B Shares comprising approximately 58.4% of the Class B Shares outstanding. Forfed owns 1,379,843 Class B Shares or approximately 41.4% of the Class B Shares outstanding. Fifty Broad owns 101,463 Class B Shares or approximately 3.0% of the Class B Shares outstanding, 42 New owns 45,000 Class B Shares or approximately 1.4% of the Class B Shares outstanding, Youandi owns 30,000 Class B Shares or approximately .9% of the Class B Shares outstanding, Galleon owns 41,000 Class B Shares or approximately 1.2% of the Class B Shares outstanding and the Trust owns 347,438 Class B Shares or approximately 10.4% of the Class B Shares outstanding. (b) Each of the above Corporations has the sole right to vote and dispose of all of its Class B Shares, but Mr. Alexander, by virtue of his ownership and positions with the Corporations, has the power to vote and dispose of all of the Class B Shares owned by the Corporations. The Trust has the shared right to vote all of its Class B Shares, but Mr. Alexander retains the right to dispose of the Class B Shares in accordance with the terms of the Trust. (c) On April 13, 2004, a since-terminated grantor retained annuity trust transferred 148,552 Class B shares to Mr. Alexander. On April 13, 2004 Mr. Alexander transferred 347,438 Class B Shares that were owned by him individually to the Trust. 3 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 22, 2004 FIFTY BROAD STREET FORFED CORPORATION 42 NEW STREET, INC. YOUANDI CORPORATION GALLEON SYNDICATE CORPORATION /s/ Norman E. Alexander ------------------------------------ Norman E. Alexander Individually and on behalf of the above named Corporations as President or Chairman 4 -----END PRIVACY-ENHANCED MESSAGE-----